Compliance
FSA issues good-practice advice for managing compliance risk at investment...
Guidelines focus on the importance of senior management engagement
Organisations with best compliance controls risk data loss once every 42 years, as opposed to once every three years for those lagging behind.
Poorly implemented exposure management practices feature in two studies on FX currency risk
Don't get left behind
How banks needs to consider their IT infrastructure
Banks are increasingly using their IT infrastructure to increase their competitive advantage. Learn how this can work in practice.
More Compliance articles
SEC issues new compliance alerts
SEC ComplianceAlerts aim to steer compliance officers in right direction
Indian Central Bank: migration to Basel II by next spring
India's central bank gives deadlines for Basel compliance
Small firms are ignoring compliance advice, says FSA
Compliance advice ignored by smaller firms.
Legal eagles
Clifford Chance has been ranked number one in the first annual OpRisk & Compliance survey of law firms engaged in risk and compliance activities for financial services firms. But as the results attest, risk and compliance is a hot area for global law...
A call to compliance
Mifid, Basel II, SOX - the pace of regulatory change has increased substantially over the past few years, which has led to the large-scale expansion of compliance departments for financial services firms. But the recruitment market is finding it hard...
Harnessing our differences
In the first of a series, Eric Holmquist considers the characteristics, challenges and opportunities in developing a risk culture
Keeping an eye on complacency
When it comes to AML initiatives, companies are displaying a worrying disregard for the perils of this criminal threat, despite recognising it as such. By Ellen Davis
Using market and credit risk analytics to strengthen performance
How are banks improving their risk management techniques?
This handy guide reviews the various steps banks are taking to improve their risk management techniques, looking at the benefits and pitfalls of each one.
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Using market and credit risk analytics to strengthen performance
This white paper reviews the various steps banks are taking to improve their risk management techniques.
How financial services need to consider their IT infrastructure
The global credit crisis exposed the weaknesses inherent in the risk management and IT infrastructures employed by banks.
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