Compliance
Fed issues compliance risk management guidance for BHCs
Enhanced guidance for the supervision of bank holding companies has been released by the Fed
South Africa's Financial Services Board has set about officially licensing more than 100 of the country's hedge fund managers during the past year. Although industry reaction to the exercise has been positive,...
FSA chief executive stresses market turmoil is no excuse for failing to meet requirements
Using market and credit risk analytics to strengthen performance
How are banks improving their risk management techniques?
This handy guide reviews the various steps banks are taking to improve their risk management techniques, looking at the benefits and pitfalls of each one.
More Compliance articles
Do you know where your data is?
Operational risk and compliance executives are taking a growing interest in data security issues at their financial services firms. This is due to an increasing number of high profile losses, as well as increased focus on data security issues by regulators...
You've got mail
Emails are increasingly being used (and demanded) as evidence by US courts, and the implications of this are rippling around the globe. Ellen Davis looks at what international firms need to be doing with their email to ensure they can handle the changing,...
Back to processes
Over the past few years, many have pointed out the wisdom of approaching op risk from a business process perspective, but few have taken up this challenge. Now, firms are dusting off their Six Sigma playbooks and looking at how business process analysis...
GRC is key to post-crunch compliance, says Deloitte report
The cost of compliance has already risen 30% in three years and will continue to do so unless firms integrate their governance, risk and compliance (GRC) strategies
Compliance managers warned of troubles ahead
Compliance departments face regulatory challenges warns Chase Cooper
Eurosox lost in translation, warns Information Security Forum
Eurosox’s translation into 25 languages presents a heavy compliance burden
A unifying approach
Economic capital has the potential to make financial services firms more risk-aware in their capital management, enabling investors and regulators to easily compare financial strength and profitability across business lines and sectors. By Vaishnavi Srinivasan...
How can investment banks use grid technology?
Learn how technology is enhancing risk management
Technology can provide a competitive advantage in banking. How it is applied by Tier 1 and Tier 2 institutions, to the benefit for their risk management systems, is discussed.
Related conferences
-
What’s next for fixed-income ETFs and structured products?
UK, 3rd Jul 2013
-
Quant Congress USA
USA, 17th - 19th Jul 2013
-
Liquidity and Funding Risk
UK, 24th - 25th Sep 2013
-
The OTC Derivatives Markets Conference
UK, 26th Sep 2013
-
Risk USA
USA, 21st - 24th Oct 2013
Related training
-
Nexus-Risk Training
Canada, 21st - 16th Oct 2013
-
Selecting and Designing Effective KRIs
USA, 19th - 20th Jun 2013
-
Managing Risks in Foreign Exchange
UK, 19th - 20th Jun 2013
-
Enterprise Risk Management Techniques and Practices
Singapore, 29th - 30th Jul 2013
-
Enterprise Risk Management Techniques and Practices
USA, 5th - 7th Aug 2013
Updating your subscription status 
Risk IPad Apps
Email alerts
Weekly poll
Using market and credit risk analytics to strengthen performance
This white paper reviews the various steps banks are taking to improve their risk management techniques.
How financial services need to consider their IT infrastructure
The global credit crisis exposed the weaknesses inherent in the risk management and IT infrastructures employed by banks.
- How customer-centric transformation can lead to an increase in revenue and streamline operations
- Flexible technology needed to respond to regulatory change
- Anti-Money Laundering when transaction monitoring is not sufficient
- Fraud Intelligence Analysis: Identifying, investigating and disrupting financial crimes
- Don’t get left behind – how financial services need to consider their IT infrastructure
Related Jobs
