Compliance
FSA: Credit crisis no excuse for non-compliance
FSA chief executive stresses market turmoil is no excuse for failing to meet requirements
Operational risk and compliance executives are taking a growing interest in data security issues at their financial services firms. This is due to an increasing number of high profile losses, as well as...
Emails are increasingly being used (and demanded) as evidence by US courts, and the implications of this are rippling around the globe. Ellen Davis looks at what international firms need to be doing with...
Don't get left behind
How banks needs to consider their IT infrastructure
Banks are increasingly using their IT infrastructure to increase their competitive advantage. Learn how this can work in practice.
More Compliance articles
Back to processes
Over the past few years, many have pointed out the wisdom of approaching op risk from a business process perspective, but few have taken up this challenge. Now, firms are dusting off their Six Sigma playbooks and looking at how business process analysis...
GRC is key to post-crunch compliance, says Deloitte report
The cost of compliance has already risen 30% in three years and will continue to do so unless firms integrate their governance, risk and compliance (GRC) strategies
Compliance managers warned of troubles ahead
Compliance departments face regulatory challenges warns Chase Cooper
Eurosox lost in translation, warns Information Security Forum
Eurosox’s translation into 25 languages presents a heavy compliance burden
Open to disclosure?
The UK Financial Services Authority released a new consultation paper on contracts for difference in November, with proposals to increase disclosure. Some claim more disclosure will make the market less efficient, but others claim the proposals don't...
A unifying approach
Economic capital has the potential to make financial services firms more risk-aware in their capital management, enabling investors and regulators to easily compare financial strength and profitability across business lines and sectors. By Vaishnavi Srinivasan...
Regulators in Accord
Basel II is set for full implementation across Europe and parts of the Middle East and Asia from this month. Ahmet Yetis looks at the approach taken by regulators across the globe
Using market and credit risk analytics to strengthen performance
How are banks improving their risk management techniques?
This handy guide reviews the various steps banks are taking to improve their risk management techniques, looking at the benefits and pitfalls of each one.
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Using market and credit risk analytics to strengthen performance
This white paper reviews the various steps banks are taking to improve their risk management techniques.
How financial services need to consider their IT infrastructure
The global credit crisis exposed the weaknesses inherent in the risk management and IT infrastructures employed by banks.
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