Compliance
Regulation and compliance
Regulators have a busy agenda over the coming year. The financial crisis has exposed various failings in risk management within banks, as well as in the supervision of financial institutions - and regulators...
Basel II has attracted its fair share of criticism in the wake of the financial crisis. Ahmet Yetis argues much of this criticism is unfair
The succession of credit events in September and October revealed that many investors did not know what to do in the event of a default of a counterparty. What recourse do parties have under the Isda master...
Don't get left behind
How banks needs to consider their IT infrastructure
Banks are increasingly using their IT infrastructure to increase their competitive advantage. Learn how this can work in practice.
More Compliance articles
Introduction
Regulators have a busy agenda over the coming year. The financial crisis has exposed various failings in risk management within banks, as well as in the supervision of financial institutions - and regulators are now looking at how best to plug the gaps....
Under control
ClusterSeven and CCH Sword recently took part in a forum to discuss the implementation, costs and benefits of good control initiatives and how they reduce risk. This roundtable provides technology vendors a unique forum in which to disperse intellectual...
Fair enough?
Fair-value accounting has been blamed for exacerbating the scale of the financial crisis, leading for calls from some politicians for it to be suspended. The accounting standards boards have rushed out clarifications on mark-to-market rules, but are they...
Changes in risk and compliance models are key crisis lesson
A Protiviti survey highlights operating model lessons over Icaap and remuneration changes
Fed issues compliance risk management guidance for BHCs
Enhanced guidance for the supervision of bank holding companies has been released by the Fed
Under scrutiny
South Africa's Financial Services Board has set about officially licensing more than 100 of the country's hedge fund managers during the past year. Although industry reaction to the exercise has been positive, some managers disagree over what form future...
FSA: Credit crisis no excuse for non-compliance
FSA chief executive stresses market turmoil is no excuse for failing to meet requirements
Using market and credit risk analytics to strengthen performance
How are banks improving their risk management techniques?
This handy guide reviews the various steps banks are taking to improve their risk management techniques, looking at the benefits and pitfalls of each one.
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Using market and credit risk analytics to strengthen performance
This white paper reviews the various steps banks are taking to improve their risk management techniques.
How financial services need to consider their IT infrastructure
The global credit crisis exposed the weaknesses inherent in the risk management and IT infrastructures employed by banks.
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