Commodity Futures Trading Commission (CFTC)
Massad’s CFTC appears to be moving away from mistakes of Gensler era
Repeated conduct failures lead to increase in average penalty amount
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
More Commodity Futures Trading Commission (CFTC) articles
Academics echo Bank of England complaints over incomplete data
Group will study impact of Dodd-Frank on energy firms, Giancarlo says
Tarullo and Wetjen say regulators should set standards for CCPs
Exchange would have a monopoly on packages that pair swaps with US Treasury futures
Energy firms need clarity on 'seventh prong', commissioner says
Agency said to be exploring solution for embedded volumetric options
Small derivatives hedgers bewildered by emails from regulator
Lower threshold in US proposals would catch more medium-sized banks
Complex investigations and delays in trials over index rigging
Four new members for Finra board as existing members stand down
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.