Commodity Futures Trading Commission (CFTC)
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
More Commodity Futures Trading Commission (CFTC) articles
Treacherous path ahead
Under the bar, over the top?
Anti-manipulation proposal could be challenged if made law; former CFTC enforcement director calls for clear standard based on precedent
New regulatory fixes only a partial solution as industry anticipates jurisdiction shopping by secretive clients
Cash contracts have “no impact on supply and demand”
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.