Commodity Futures Trading Commission (CFTC)
US oil & gas price fraud committee to probe trader and investor activity
Regulators seek $1.4bn and $308m respectively, but $117m CFTC “user fee” apparently dropped
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
More Commodity Futures Trading Commission (CFTC) articles
Collaborating for change
All MSPs and swap dealers to hold minimum $20 million under CFTC proposals
Agencies largely aligned, but conflicts remain after 10-month negotiation
CFTC cost and timing concerns continue; FTRs and commodity forwards exempted from swaps definition
Speaking in a video interview, Isda executive vice-chairman Robert Pickel said regulators are aware that inconsistencies could emerge between legislative requirements and Fed letter commitments
Prop trading ban delayed by inter-agency discussions and implementation challenges
SEC chair says Dodd-Frank Act should be adapted to fit markets
Progress towards sovereign collateral posting has been slow. Now, US regulators are proposing to make it mandatory - for all non-US entities
Industry launches new process to select rate derivatives repository, after CFTC proposals far exceed tasks TriOptima’s repository was asked to perform by dealers and bank regulators
Customers will lose out if clearing-eligible trades are forced into open competition, industry warns
Reservations remain among firms involved in commodity trading about a new position limits regime that could be implemented under the Dodd-Frank Wall Street Reform Act, while support continues from a...
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.