Commodity futures trading commission (cftc)
Dodd-Frank could potentially have significant extraterritorial impacts on Asia. Domestic firms as well as regional subsidiaries of foreign firms are looking for solutions to this still-evolving piece of...
Chief executive of collapsed broker at fault for risky strategy that destroyed company, House subcommittee says
More Commodity futures trading commission (cftc) articles
As the CFTC prepares to finalise its rules on extraterritoriality, some firms in Asia are working to minimise the impact on non-US entities
Hedge fund CQS warns US persons definition will make compliance more difficult - or even impossible
CFTC commissioner also hints that 15-second rule will be amended - and says final cross-border rules will include a new definition of ‘US person’
Sefs could lose out if OTC trading volumes move into listed products, says CFTC commissioner - but he is "comfortable" with decision to approve the CME's new swap future contract
“Good government should take a measured, well-thought out approach to developing a new regulatory regime.” Not the words of Thomas Jefferson, but Scott O’Malia, a Washington, DC-based commissioner at the US Commodity Futures Trading Commission (CFTC)....
Accusations of fraud against a trader have parallels with Adoboli and Kerviel
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.
Hong Kong, 1st - 31st Dec 2014
UK, 18th Mar 2015
Australia, 12th - 13th Aug 2014
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USA, 20th - 21st Aug 2014