Commodity futures trading commission (cftc)
At a busy conference in London in June, leaders of the operational risk management industry expressed doubt over the outcome of regulatory reform efforts, and called on banks to make their own operational...
Chairman Gensler is understood to have relented on ‘substituted compliance’ in order to pass the proposed guidance
Barclays' $450m settlement gives lawyers smoking gun evidence of attempts to tamper with benchmark rates
Insurance Risk and BNY Mellon have conducted a survey to look at how insurance companies are preparing for the new regime and the opportunities and challenges that the changes will bring.
More Commodity futures trading commission (cftc) articles
CFTC orders Barclays to pay a $200 million penalty. Commissioner Bart Chilton says agency is "vigorously looking at individuals"
JP Morgan’s recent $2 billion trading loss could toughen a trio of Dodd-Frank Act rules, potentially hurting energy markets, the International Energy Agency says
CFTC due to release interpretive guidance note within a week, which aims to clarify extraterritorial application of its rules
US regulators have gained new powers to battle energy market manipulation, and the White House is pushing them to act more aggressively. Should traders be worried? Alexander Osipovich reports
This paper discusses a number of diverse considerations that risk managers need to incorporate into their thought processes and recurring procedures if they are to fulfill their role more effectively in the future
USA, 9th Dec 2013
USA, 10th Dec 2013
UK, 18th Dec 2013
UK, 12th Feb 2014
UK, 13th Feb 2014
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