Commodity futures trading commission (cftc)
New trading platforms must enable dealers to make pre-trade disclosures – but industry doesn't know what information needs to be provided
Ten-week extension comes as welcome surprise to dealers, but industry still has concerns about timing and content of new rules
Leading regulators from across Asia complain of the potentially negative impact of the US regulator’s latest proposals
Insurance Risk and BNY Mellon have conducted a survey to look at how insurance companies are preparing for the new regime and the opportunities and challenges that the changes will bring.
More Commodity futures trading commission (cftc) articles
The publication of swap definitions earlier this week initiates a 60-day countdown for compliance to key parts of the Dodd-Frank Act
A CFTC source acknowledges that inconsistencies in the proposed interpretative guidance on the cross-border application of Dodd-Frank will have to be ironed out
TriOptima’s new risk mitigation system, triBalance, is a big hit among dealers – but it faces a regulatory death sentence
Industry and regulators have made progress towards an ambitious global system of unique identifiers that could help avert future crises – but there is still a lot to debate, and time is running out
Confusing, inconsistent, troubling, schizophrenic, messy – some of the adjectives lawyers are using to describe guidance published by the US Commodity Futures Trading Commission (CFTC) on the cross-border application of its Dodd-Frank Act rules. It’s...
The US Commodity Futures Trading Commission published its proposals on extraterritoriality in June, but last-minute rewrites have left the guidance littered with inconsistencies. Dealers also complain the conditions for applying foreign rules are too...
Stockholm-based TriOptima has designed a way to transfer unclearable risk into a central counterparty. All the company has to do now is convince the world’s regulators to change their rules. By Michael Watt
This paper discusses a number of diverse considerations that risk managers need to incorporate into their thought processes and recurring procedures if they are to fulfill their role more effectively in the future