Commodity futures trading commission (cftc)
Former US CFTC director of enforcement, Gregory Mocek, speaks to Pauline McCallion about the new regulatory environment and his lifelong interest in commodities
Crop of the props
This three-part series looks at the various factors that firms across the ecosystem of global FX markets - from the buy-side, the sell-side, and the supporting community of technology vendors and service providers - should consider in order to, not just survive, but to thrive in this dynamic and ever-changing environment.
More Commodity futures trading commission (cftc) articles
Banks considering a variety of measures to identify proprietary trading and so meet the requirements of the Volcker rule, but none is foolproof, say dealers
More guidance is needed from the CFTC on the definition of a swap, according to Ferc and other industry associations concerned about regulatory overlap
World Bank believes imposition of national regulations on multilateral development institutions is unprecedented intrusion on the internal operations of international organisations
Some lawyers claim the CFTC and SEC may not have power to delay enforcement of the Dodd-Frank Act – a grey area that could lead to disputes
CFTC charges Austin man with defrauding investors in a multimillion-dollar Ponzi scheme
Rise of the machines
Attorneys criticise the division of regulation and the lack of detail on mixed swaps
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