Commodity Futures Trading Commission (CFTC)
US regulators enlist Department of Energy computing power to analyse metric that aims to predict catastrophic market events
A Michigan-based investment club manager has pleaded guilty to fraud after losing $40 million invested by more than 750 clients
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
More Commodity Futures Trading Commission (CFTC) articles
US CFTC charges investment adviser with $3 million fraud
Putting a stop to prop
The recommendations of global regulators to harmonise commodity derivatives regulation have received praise from brokers for not trying to divide 'speculation' from 'hedging'
The confidentiality of energy trading data provided to regulators for market monitoring purposes continues to concern market players and regulators alike, after August leak by senator Sanders
CFTC commissioner says agency received a wake-up call when one SEC rule was booted out by the US appeals court
Despite a CFTC proposal that attacks an industry clearing document, the core of the text can survive, says lawyer at Isda's New York conference
The fixed-income flash crash
More than half of respondents expect regulators to back down over extraterritoriality application of margin rules
Algos go OTC
The database race
Commodity trading data leak relights speculation debate
Vermont senator Bernie Sanders unleashed a furore last month when he posted confidential US Commodity Futures Trading Commission data on his website showing the names and aggregate positions levels of...
Grey skies over give-ups
A proposal prohibiting an Isda-FIA clearing document highlights rift within CFTC, with Republican appointees claiming they were kept in the dark
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.