Commodity futures trading commission (cftc)
The CFTC’s no-action relief letter issued late last year and SGX’s upcoming iron ore futures contract have ended uncertainty and brought back hesitant market participants
This panel will discuss ways to allocate resources and minimize potential exposure with a set of analytical tools to assess, simulate and quantify operational risk capital to improve business efficiency and performance across the enterprise.
More Commodity futures trading commission (cftc) articles
Japan questions the current framework for clearing foreign exchange derivatives
On August 13, derivatives dealers found themselves facing a compliance challenge of epic proportions – final language setting out what counts as a swap had just been published in the Federal Register...
The deadline set by the G-20 to clear all standardised OTC derivatives has passed but a lack of regulatory clarity over the shape of reform is hampering banks in the region
Foreign banks have until July to push out derivatives activities after OCC guidance repeats Dodd-Frank drafting mistake
Less than 1% of counterparties are ready to trade under new regime. Non-compliant firms may be frozen out of the market, banks warn
CFTC's Bart Chilton criticises the commission's fine, saying it should be at least five times higher
SEC chair Mary Schapiro steps down a week after former inspector-general files $20 million lawsuit against the agency
MAS confirms it is granting interdealer brokers temporary exemptions from registering as futures brokers
No-action letter not enough to convince counterparties to trade with public utilities
Chief executive of collapsed broker at fault for risky strategy that destroyed company, House subcommittee says
As the CFTC prepares to finalise its rules on extraterritoriality, some firms in Asia are working to minimise the impact on non-US entities
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.