Will oversee a staff of about 300 responsible for the inspections of US-based broker-dealers
Leonard Ellis to lead firm’s effort in US equity derivatives market
More Citi articles
Investment banks are urging financial institution clients to issue old-style lower Tier II capital before the window closes on January 1, 2013, when the full force of Basel III capital rules come into effect.
Switch of assets to trading book and subsequent sales meant to limit Basel III capital impact, says Citi's CFO
Bank of America faces lawsuit over charges of witholding information on failings, and others could follow
Citi has named Richard Heyes as head of Pan-Asia equities and promoted Adrian Faure to head global emerging markets equities
Hedge funds in the US have until July 21 to register with the SEC but Citigroup says over a third of the larger funds have not yet done so.
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.
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