Carol Sergeant leaves Lloyds Banking Group
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
More Carol Sergeant articles
The Financial Services Authority (FSA), the UK’s chief financial services watchdog, yesterday fined the Royal Bank of Scotland (RBS) £750,000 for breaching its anti-money laundering rules. It is ...
It was no secret that the UK’s principal financial watchdog, the Financial Services Authority (FSA), was "a little disappointed" at the latest delays to the Basle II accord, a senior FSA official ...
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.