Longtime Madoff employee Eric Lipkin is charged by SEC in connection with Madoff Ponzi scheme
The US Securities and Exchange Commission is at the forefront of efforts to reform the over-the-counter derivatives market and prevent another flash crash. At the same time, it has also been trying to...
Three banks all accused of ignoring warning signs while profiting from the Ponzi scheme
Insurance Risk and BNY Mellon have conducted a survey to look at how insurance companies are preparing for the new regime and the opportunities and challenges that the changes will bring.
More Bernard madoff articles
Madoff employees charged with creating false documents and trades, and misleading investors
Ask BP what the biggest risk type is and there is only one answer: operational risk. But despite the financial services industry playing host to some of the largest operational risk events during the past decade: Jérôme Kerviel, Bernie Madoff and the...
A report from the US Securities and Exchange Commission (SEC) says the Stanford fraud was ignored for a decade because it was too big and too complex.
NEW YORK – Peter Madoff, brother of incarcerated fraudster Bernard Madoff, is the target of a US criminal investigation by the US Attorney’s Office in New York. His lawyer, Charles Spada, has disclosed he is “a subject” of the investigation, but...
The Securities and Exchange Commission (SEC) this week charged a Detroit-based stockbroker over a Ponzi scheme that allegedly tricked elderly investors out of $250 million. The SEC says Frank Bluestein persuaded elderly homeowners to refinance their home...
Professor Leon Metzger is a seasoned campaigner on the importance of internal controls within asset management firms, and has faced ridicule over the years from those who valued returns over operational controls. Then along came Madoff. No-one's laughing...
The US Securities and Exchange Commission (SEC) will set up five specialised units to detect financial criminals more efficiently, following criticisms its examiners are not equipped to deal with complex financial cases. Earlier this year, the regulator...
This paper discusses a number of diverse considerations that risk managers need to incorporate into their thought processes and recurring procedures if they are to fulfill their role more effectively in the future
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