Financial Conduct Authority imposes £421 million in fines on financial institutions in its first full year of operations
Facing low volatility, a lack of trading opportunities and compliance headaches, major global investment banks are pulling back from commodities. But at the same time, a number of smaller and regional...
Brokers perform a key role in many financial markets. They introduce buyers to sellers, perform a useful role in price-discovery and provide a source of market information and commentary to market participants...
Risk would like to invite you to join us on 14 April 2014 at 10am EST / 3pm GMT for our next FREE webinar. Joining the panel discussion will be: Moderator: Duncan Wood, Editor, RISK. Athanassios Diplas, Senior Advisor, ISDA. Barry Hadingham, Head of Derivatives and Counterparty Risk, AVIVA INVESTORS. Neil Murphy, Director, Collateral Product Management, IBM RISK ANALYTICS. Click to register.
More Banks articles
To manage operational risk, banks increasingly use data from consortiums formed by peer institutions. Although existing data consortiums seem to work appropriately, it is worth examining why banks report properly (that is, thoroughly and truthfully),...
Welcome to the first issue of the ninth volume of The Journal of Operational Risk. The spring and summer seasons bring a number of important operational risk conferences, among them OpRisk USA and OpRisk Europe, both of which are organized by the publishers...
Commodity trading houses may well be the new market heavyweights. But contrary to arguments made by bankers, that isn’t necessarily a problem
Lambert's report likely to address training, standards and risk-taking
UK regulator right to question risk posed by commodity trading houses, bankers argue
The management of a liquid asset portfolio that can be used to generate counterbalancing capacity in liquidity distress is quickly emerging as a core function in banks. The new Basel III liquidity risk regulation underscores the importance in banks managing...
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.
Hong Kong, 1st - 31st Dec 2014
Hong Kong, 15th - 16th Apr 2014
Japan, 24th Apr 2014
Japan, 24th Apr 2014
USA, 30th Apr 2014