Vitol’s Bake and Icap’s Newman discuss evolution of energy market
Repeated conduct failures lead to increase in average penalty amount
Industry concerns over unintended consequences of tougher regulation
In this white paper, Gordon Russell, Global Head of Risk at Broadridge Investment Management Solutions argues that the chances of survival in this new environment will be greater for funds that implement solutions to efficiently and cost-effectively manage data and risk.
More Banking regulation articles
FCA publishes details of compensation paid by nine UK banks
Banks and regulators face new risk culture challenges
Questions on compliance within third parties need to be more focused
Financial institutions must ensure clients' interests aren't compromised
Head of op risk discusses concerns about the Orsa and third parties
Onshore banks also tipped to benefit from new approach
Recent calls for kill switches may be misguided
Conference told of resource challenges facing Deutsche CRO
Senior op risk staff set to move into private sector
Higher capital requirements would incentivise banks to fix their problems more than fines, says Craig Spielmann at RBS
Since the global financial crisis, banking regulators and academics have extended the traditional, narrow definition of "systemic risk" to encompass concepts such as "interconnectedness" and "shadow banking"....
Banks must repair relationships with regulators, Scanlon says
Banks need to implement resolution planning throughout their framework, regulator tells convention
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.