The renewed focus in the UK on conduct risk means firms must ensure that their conflict management policies and procedures are fit for purpose. John Ahern, a partner at law firm Jones Day, looks at the...
Brad Hoffman, head of operational risk at MassMutual, discusses his concerns about disclosing information in the Orsa and the risks the assessment process can pose, as well as the need for an exit strategy...
Relaxation of Taiwan's overseas investment rules for the retail sector is set to give a fillip to both CNH product demand and onshore banks
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Recent calls for kill switches may be misguided
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Senior op risk staff set to move into private sector
The Fed’s vote on Basel III provides banks with clarity for their capital reserve requirements, but their Basel II compliance for operational risk remains in limbo. US banks are still in parallel run with no clear answers and no clear exit in sight...
Higher capital requirements would incentivise banks to fix their problems more than fines, says Craig Spielmann at RBS
Since the global financial crisis, banking regulators and academics have extended the traditional, narrow definition of "systemic risk" to encompass concepts such as "interconnectedness" and "shadow banking". But, at the time of writing, a definition...
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.
Topics of interest
Hong Kong, 1st - 31st Dec 2014
UK, 18th Mar 2015
Singapore, 22nd - 23rd Jul 2014
Australia, 12th - 13th Aug 2014
Australia, 14th Aug 2014