Australian securities and investments commission (asic)
Australian market will broadly be able to follow domestic rules to comply with Dodd-Frank
Australian securities regulator positive about receiving US approval for the domestic regulatory regime
Insurance Risk and BNY Mellon have conducted a survey to look at how insurance companies are preparing for the new regime and the opportunities and challenges that the changes will bring.
More Australian securities and investments commission (asic) articles
Australian industry needs additional time to set up trade reporting infrastructure
Upgrade of existing system to allow the monitoring of futures market in real-time in addition to a broader range of measures to target insider trading and market manipulation
Global regulatory agenda drives switch from market-based incentives to clearing
Australian trade reporting rules to be in force by October
Supervisors must decide whether to include electricity in derivatives reform despite high prices and industry opposition
The creation of seven CCPs around Asia is set to give the region’s regulators a wealth of data but the cross-border nature of derivatives trading means regulators will need to swap data with each other. Significant barriers to this happening remain,...
This paper discusses a number of diverse considerations that risk managers need to incorporate into their thought processes and recurring procedures if they are to fulfill their role more effectively in the future