Rules on individual accountability will have big impact, say lawyers
FCA guidance on inducements will put an end to ongoing commission paid by distributors to advisers in the UK
Returns on more structured products could be subject to income tax rather than capital gains tax following a tightening of the law by the UK tax authority
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
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New Fatca tax regulations enacted last year in the US will have a wide-reaching impact on the US financial industry. This has attracted many complaints and prompted the European Commission to call f...
A torrent of misinformation printed by the media and calls from plaintiff law firms for investors to bring claims is damaging the industry, according to structured product bankers and lawyers
Flawed legal agreement behind landmark UK privatisation leaves UK taxpayers counting the cost
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.