Rules on individual accountability will have big impact, say lawyers
FCA guidance on inducements will put an end to ongoing commission paid by distributors to advisers in the UK
Returns on more structured products could be subject to income tax rather than capital gains tax following a tightening of the law by the UK tax authority
This three-part series looks at the various factors that firms across the ecosystem of global FX markets - from the buy-side, the sell-side, and the supporting community of technology vendors and service providers - should consider in order to, not just survive, but to thrive in this dynamic and ever-changing environment.
More Ashurst articles
New Fatca tax regulations enacted last year in the US will have a wide-reaching impact on the US financial industry. This has attracted many complaints and prompted the European Commission to call f...
A torrent of misinformation printed by the media and calls from plaintiff law firms for investors to bring claims is damaging the industry, according to structured product bankers and lawyers
Flawed legal agreement behind landmark UK privatisation leaves UK taxpayers counting the cost
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.