Anti-money laundering (aml)
Operating in an ever more complex and risky operational environment, financial companies around the world now face an unprecedented array of challenges.
More Anti-money laundering (aml) articles
Since 2006, Operational Risk & Regulation – in conjunction with Detica NetReveal® (incorporating Norkom Technologies) – has conducted an annual global survey covering key industry trends in financial crime, risk and compliance. This year’s survey...
At the time of its passage in 2010, the Foreign Account Tax Compliance Act (Fatca) appeared to be another reporting requirement for financial institutions (FIs). However, Fatca has long-term benefits for FIs – specifically the ability to streamline...
Banks operating in Africa face an unusual set of operational risk challenges. BMCE Bank's Caben Thancanamootoo talks about how his firm overcomes issues of transparency and provision of information, and implements appropriate due diligence. Interview...
Standard Chartered and HSBC attract attention for compliance failures
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.
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