The club no-one wants to join: swap dealer rules remain unclear

A club no-one wants to join

gary-dewaal-colourcor
Gary DeWaal

According to some estimates, there are around 1,500 separate regulatory requirements that apply to swap dealers under the various Dodd-Frank Act rules – ranging from clearing and reporting mandates, to a ban on making political donations to state or government entities if a dealer also trades with them. But it wasn’t until April 18 that US regulators agreed a final definition of the term. Some entities – the big over-the-counter market-makers – long ago accepted they would be caught.

“I think it

Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.

To access these options, along with all other subscription benefits, please contact info@risk.net or view our subscription options here: http://subscriptions.risk.net/subscribe

You are currently unable to copy this content. Please contact info@risk.net to find out more.

Sorry, our subscription options are not loading right now

Please try again later. Get in touch with our customer services team if this issue persists.

New to Risk.net? View our subscription options

You need to sign in to use this feature. If you don’t have a Risk.net account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an individual account here