Regulatory ‘changes needed’ for distribution of structured products says Hong Kong SFC

The reports compiled at the request of the Financial Secretary, John Tsang, suggest how to improve the regulatory framework and enhance investor protection and education, following the events brought about by the collapse of Lehman in September last year. The SFC's report analyses the current regulatory framework and identifies some specific regulatory issues relevant to the sale of financial products in Hong Kong, including Minibonds and other structured products.

The Hong Kong government will c

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