12 May 2009, Victoria Pennington , Operational Risk & Regulation
SYDNEY - The Australian Stock Exchange (ASX) has recently gone live with its iAppraise compliance solution. Re-labelled ASX Compliance Monitor, the software enables the ASX to regulate all ASX Compliance, ASX Market, ACH Clearing and ASTC Settlement Participants.
The solution allows for participants to conduct online self-assessments and also notify ASX of all mandatory event notifications through the self-service portal. All routine assessments of participants by ASX compliance officers will also be conducted using the software.
With so many regulators looking to modernise their oversight systems, ASX's implementation of such a robust market supervision and oversight solution could light the way for many who are less prepared for change, as the secure and multi-lingual solution can be dropped into almost any regulatory environment.
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