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UK FSA targets transaction reporting failures

Author: Victoria Tozer-Pennington

Source: Operational Risk & Regulation | 27 Aug 2010

Categories: Operational Risk

Topics: Systems and controls, Société Générale (SG), Financial Services Authority (FSA), Markets in Financial Instruments Directive (MiFID)

The UK Financial Services Authority (FSA) has fined Société Générale (SG) for failures in transaction reporting – the sixth bank to have received...

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UK FSA targets transaction reporting failures

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