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FSA clamps down on abusive sales of penny shares

Author: David Benyon

Source: Operational Risk & Regulation | 18 Feb 2010

Categories: Penalties and censures, Governance

Topics: Financial Services Authority (FSA), Broker-dealers, Market abuse, Sanctions

The Financial Services Authority (FSA) has announced two enforcement actions in as many days for the abusive selling of ‘penny share’ stocks to consumers....

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FSA clamps down on abusive sales of penny shares

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