Issue: Dec 2012
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COVER STORY
Rogue trading questions remain, says US head of op risk at Mitsubishi UFJ Securities
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Source: Operational Risk & Regulation
Lack of commonality in rogue traders adds to the risk banks face from within
EDITOR'S LETTER
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The new year will bring some dramatic changes - few of them good news for operational risk managers. The US Foreign Account Tax Compliance Act (Fatca),...
EDITOR'S CHOICE
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Source: Operational Risk & Regulation
Industry experts call for greater attention from regulators on the behaviour of senior executives
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Latest issue - Features
Top 10 op risks: Incentives and compensation
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Incentives and compensation: top 10 operational risks for 2013
Top 10 op risks: Fraud and customer data abuse
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Fraud and customer data abuse: top 10 operational risks for 2013
Top 10 op risks: Epidemic disease
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Epidemic disease: top 10 operational risks for 2013
Top 10 op risks: Political intervention
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Political intervention: top 10 operational risks for 2013
Top 10 op risks: Sanctions and AML compliance
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Sanctions and AML compliance: top 10 operational risks for 2013
Top 10 op risks: IT sabotage
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IT sabotage: top 10 operational risks for 2013
Top 10 op risks: Reputational damage
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Reputational damage: top 10 operational risks for 2013
Top 10 op risks: Failure to enforce internal controls
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Failure to enforce internal controls: top 10 operational risks for 2013
Top 10 op risks: Emerging market operating risks
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Emerging market operating risks: top 10 operational risks for 2013
Top 10 op risks: Business continuity and disaster recovery
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Business continuity and disaster recovery: top 10 operational risks for 2013
FFIs still ditching US clients in light of Fatca
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FFIs have been working hard on their Fatca compliance programmes over the last two years, but some have been weighing up whether the income from their...
Closing the gaps in tax enforcement
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High-profile investigations and stringent new laws are part of a focus by governments across the world on tax evasion. Reforms to corporation tax and...
Sanctioned jurisdictions struggling with Fatca
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FFIs the world over are expected to be compliant under Fatca. For entities operating in jurisdictions with sanctions, this poses some pretty tricky...
Fatca delay adds to complications
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The further delay in Fatca compliance has important consequences for non-US financial institutions. Pushing implementation back to 2014 may create more...
Latest issue - More articles
Sponsored survey analysis: Ordnance Survey
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The continued scrutiny that financial services brands have been faced with since 2008 clearly shows no signs of going away. New research, conducted...
Operational risk loss data – November 2012
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Latest data on op risk losses from SAS
Special report: Financial crime
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A collection of articles about the operational risk impact of financial crime
Special report: Fatca
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An in-depth look at the implications of Fatca
Sponsored webinar: MetricStream
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A panel, sponsored by MetricStream, discusses the benefits of using key risk indicators, as well as how operational risk managers should select the...
Sponsored survey analysis: Detica NetReveal
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Source: Operational Risk & Regulation
Since 2006, Operational Risk & Regulation – in conjunction with Detica NetReveal® (incorporating Norkom Technologies) – has conducted an annual global...
Sponsored feature: LexisNexis
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Source: Operational Risk & Regulation
At the time of its passage in 2010, the Foreign Account Tax Compliance Act (Fatca) appeared to be another reporting requirement for financial institutions...
Operational risk loss data – October 2012
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Source: Operational Risk & Regulation
Latest data on op risk losses from SAS
CCAR: a new holiday tradition
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US bank risk managers are getting used to spending their winter festive period knee-deep in scenario analysis and stress-test data instead of relaxing...
Sponsored Q&A: Thomson Reuters
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Laurence Kiddle, commercial director of Fatca at Thomson Reuters provides insight into the intricacies of the Act and how to approach compliance
Sponsored feature: Thomson Reuters
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Helen Parry, a senior regulatory intelligence expert at Thomson Reuters, outlines the process for meeting Foreign Account Tax Compliance Act compliance...
Sponsored webinar: Future-proofing your Fatca investment
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Changing deadlines, reporting and classification challenges, and the impact of intergovernmental agreements are the major concerns being raised in relation...
Latest issue - News
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