Issue: Dec 2014
Operational Risk & Regulation, along with Risk.net's other publications, brings you insightful analysis of current and past rogue trading events.
Latest issue - Features
What impact does the 'revolving door' have on regulatory independence?
Operational risks from microlending increasing in developed and developing world
Latest issue - More articles
Companies should implement a robust whistleblowing policy to ensure protection for all
HR needs to have closer ties to op risk – both would benefit
Operational risk loss data – October 2014
Fund managers need to ensure internal controls are up to the mark
Latest issue - News
Poor IT risk management threatened UK financial system
FSCP proposes simplified charges for UK asset management funds
Former SEC deputy enforcement head warns of more prosecutions
Further penalty imposed for watered-down report
New guidance for countries to address money laundering and terrorism funding
Appointment signals new direction for unit, says minister
Fair and Effective Markets Review highlights causes of FICC market misconduct
Rigorous training the only cure for complacency, says Marc Schaedeli at Risk USA
Finances still need to be fixed across the EU, tests find
2015 stress test plans released with milder 'adverse' scenario
Repeated conduct failures lead to increase in average penalty amount
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