Regulators on both sides of the Atlantic are concerned about the risk of conflicts of interest, OpRisk Europe heard this week. Finra says it's a key concern
Recently appointed to take charge of investment policy at the Asian arm of Swiss private bank Lombard Odier, Jean-Louis Nakamura says the allocation of risk, rather than capital, is key to success
A Banque de France and WGOR representative told the OpRisk Europe conference yesterday that co-ordination on the AMA is challenging with so many constituents involved; the capital standard was "too flexible",...
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A generational shift in attitudes to privacy and security will be among the main emerging risks facing banks' operational risk departments in the future, the OpRisk Europe conference heard yesterday
Credit risk and market risk much easier to set appetite for, conference hears, but operational risk is considered in terms of tolerance rather than appetite
OpRisk Europe heard yesterday that the UK regulator needs to provide the industry with a definition of conduct risk to help banks formulate a unified and consistent approach to managing such risks
Risk appetite statements are a useful tool, but need to be connected with the rest of the business in order to work properly, a panel at OpRisk Europe argued – and "zero tolerance" may not always be a helpful attitude to take
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.
Hong Kong, 1st - 31st Dec 2014
UK, 18th Mar 2015
Australia, 12th - 13th Aug 2014
Australia, 14th Aug 2014
USA, 20th - 21st Aug 2014