Developing key risk indicators, or KRIs, is a prerequisite for effective risk management. Ariane Chapelle of the University of Brussels highlights four risk drivers that can form a basis for a suite of...
Broker-dealers face significant operational risks, especially when they allow customers direct access – Marcelo Cruz discusses the threats to a critical part of the financial industry
This handy guide reviews the various steps banks are taking to improve their risk management techniques, looking at the benefits and pitfalls of each one.
More Operational risk articles
One of the original five Fatca partners likely to take its time over signing IGA, expert warns
When regulators collected data on banks’ operational risk scenarios in 2008, the biggest loss envisaged from a money-laundering breach was €120 million. In December, HSBC had to swallow a $1.9 billion penalty – just one of a series of huge losses...
New York’s BNY Mellon has sold off its retail operations and holds no prop trading book – but operational risk is more important than ever for the company, with customer due diligence and business continuity particular worries, op risk head David...
Technology can provide a competitive advantage in banking. How it is applied by Tier 1 and Tier 2 institutions, to the benefit for their risk management systems, is discussed.
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