Cypriot regulators trying to rebuild the island's reputation are taking shots at the use of "introducers" acting for foreign customers
Establishing a coherent system of legal entity identifiers has been an important challenge for the swaps industry over the past two years. Now, in the face of regulatory pressure, anti-money launder...
Latest EY risk management survey finds risk culture questions remain
More Operational risk articles
As cyber threats continue to grow for financial institutions, it’s no surprise that regulators are becoming increasingly concerned about the operational risks they give rise to. The OCC’s Caroly...
Further charges relating to insider trading at hedge fund SAC
UK regulator's first annual AML report highlights risks of closing certain banking services
Managers look internally after fellow fund indicted on insider trading charges
Less than 50% are confident they could survive a large-scale attack
Fines are driving up op risk losses, and the pace of prosecutions is not slackening
Suspicious activity data
Operational risk loss data – June 2013
Increasing spread of operational risk losses linked to fines in this year's survey of op risk at the world's 100 largest banks
Highlights from this year's OpRisk Europe conference
Too difficult to prosecute "reckless" bankers, lawyer warns
UK regulator says 'significant room for improvement' needed at most banks
Poor communication with whistleblowers could discourage people from coming forward, say legal experts
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