The second in our series of top 10 op risks for 2014 focuses on the boardroom. Regulators and governments are loading new responsibilities on to directors – adequate board membership has never bee...
This three-part series looks at the various factors that firms across the ecosystem of global FX markets - from the buy-side, the sell-side, and the supporting community of technology vendors and service providers - should consider in order to, not just survive, but to thrive in this dynamic and ever-changing environment.
More Operational risk articles
Stronger FCA focus may be diverting resources from day-to-day compliance tasks
Recent calls for kill switches may be misguided
New UK national standard will serve as a defence against charges of inadequate anti-bribery precautions
Negative events may not damage financial institutions' reputations, conference hears
German bank tells of challenges posed by regulators' recovery and resolution requirements
Regulators' efforts to prevent another crisis are having the opposite effect
Conference told of resource challenges facing Deutsche CRO
Future crises will be tougher to resolve if legal risks stop strong banks acquiring wounded competitors, warns CRO for RBS Americas
Ex-trader Tom Hayes allegedly conspired with 22 others
Serious attack will expose flaws in incident response programmes
Operational risk loss data – September 2013
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.