Ex-regulator and head of compliance quits UK bank citing stress
In this white paper, Gordon Russell, Global Head of Risk at Broadridge Investment Management Solutions argues that the chances of survival in this new environment will be greater for funds that implement solutions to efficiently and cost-effectively manage data and risk.
More Operational risk articles
In the seventh of our series of top 10 op risks for 2014, we look at long-term business continuity. Op risk managers need to prepare for crises that last months, not days
Stronger FCA focus may be diverting resources from day-to-day compliance tasks
Recent calls for kill switches may be misguided
New UK national standard will serve as a defence against charges of inadequate anti-bribery precautions
Negative events may not damage financial institutions' reputations, conference hears
German bank tells of challenges posed by regulators' recovery and resolution requirements
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.