Regulation / Structured Products
Lack of standardised model could mean different projections for identical structured products
Key information document and Mifid II definitions need work
JAC calls on regulators to co-ordinate cost disclosure rules in KID with Mifid II
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
More Regulation / Structured Products articles
Esma opinion may dilute Priips upon implementation, say observers
Too much information
Protecting 'Aunt Millie'
A twist in the tale of the transaction tax
French transaction tax favours structured products and swap-based ETFs
Braced for impact
The probability problem
A wider scope
European legislators are discussing the EC’s proposals on packaged retail investment products – and some believe the scope of the regulation should be extended
Structured products could lead the way in new nomenclature standards
Banks must respond to the UK Financial Services Authority by Wednesday with feedback on new rules that will clamp down on the sale of unregulated collective investment schemes. Whether delta 1 produ...
Europe's laws on the key information document (Kid) and packaged retail investment products (Prips) are scheduled for implementation on July 3. The latest draft suggests more onerous responsibility ...
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.