Penalties and censures
Record fine for fraudulent CEO 'not enough', says expert
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FSA fine for ex-JC FLowers chief executive 'does not show credible deterrence'
Published online only
Latest fines include second-highest individual market abuse penalty so far
Published online only
Alleged 'rogue trader' enters plea at third hearing
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More Penalties and censures articles
UBS 'unethical' in mortgage-backed securities pricing
Published online only
UBSGAM settles SEC mispricing charges for $300,000
SEC charges seven in insider-trading case
Published online only
Hedge fund employees accused of insider dealing on a scale similar to that of the Galleon Group case
SEC charges against Fannie Mae and Freddie Mac execs are 'effort to...
Published online only
Securities fraud charges brought against former top executives seen by one legal expert as attempt by regulator to improve image
Federal judge's ruling could change prosecution of Wall Street
Published online only
Legal experts see potential effects of Rakoff's SEC-Citi ruling for major banks' settlements
Record HSBC fine shows FSA getting tough on retail conduct
Published online only
Experts believe multi-million-pound fine issued to HSBC to be continuation of FSA focus on banks' retail failings
Regulators increase pressure on individual negligence and crime
Original headline:
The number of financial crime cases being pursued by regulators around the globe is increasing, and the focus is switching to the culpability of individuals rather than firms
US judge rejects 'inadequate' settlement between SEC and Citi
Published online only
Manhattan federal judge refuses to approve SEC settlement relating to Citi's negligence over 2007 CDO
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