Trading desks at rule's heart - but do banks have dozens of them, or hundreds?
Dodd-Frank rule seen having muted impact on market-making by banks
Barney Frank "not embarrassed" to be cause of increased compliance bill
In this white paper, Gordon Russell, Global Head of Risk at Broadridge Investment Management Solutions argues that the chances of survival in this new environment will be greater for funds that implement solutions to efficiently and cost-effectively manage data and risk.
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Former MEP says UK would have "blindly copied" text of Basel III
Fed official also tackles repo, non-guaranteed affiliates and access to Sefs
EU push for FTT promises more work for bank op risk and compliance teams
Officials should leave non-guaranteed trades alone, says former SEC chair
Auditors can expect more attention in the months to come
Dealers may push for get-out clauses in trades with smaller clients
Issuers pleased as Esma proposes exemption for covered bond hedges
Incomplete reports would be sent back to market participants
US regulator will focus on technology, investor information and settlements
Banks will "revisit their presence" due to liquidity and leverage charges
Supervisors need level 1 intervention to fix Emir and Ucits
Industry calls for more clarity on hedging exemption
Energy contracts dip as firms avoid European regulatory burdens
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.