In this sponsored Q&A, Mike McClain, chief operating officer at OCC, discusses the impact of the new regulations on the over-the-counter derivatives market, and examines recent developments in the markets...
A consultation by the European Securities and Markets Authority is being closely scrutinised for answers on how a revamped Markets in Financial Instruments Directive will affect commodity trading companies...
New swap reporting rules allow regulators to track who is doing what – in theory. But some jurisdictions have laws that prevent the disclosure of counterparty identities. Caught in the middle, some dealers...
More Regulation articles
The failure of other financial regulators to establish a framework for swap execution facilities leaves US no option but to enforce its own standards globally, says Ananda Radhakrishnan
Municipal bonds are not highly liquid. To some, that’s stating the obvious, but if US regulators write it into their version of Basel III’s liquidity coverage ratio, state and city treasurers say their financing costs will rise. By Joe Rennison
UK's Financial Conduct Authority warns outlined Commodity Futures Trading Commission regime may not pass equivalence test, potentially leaving US central counterparties out in the cold
Memorandum of Understanding with US Commodity Futures Trading Commission on information sharing has been "extremely useful" for energy regulator, says Federal Energy Regulatory Commission's deputy director of surveillance
Esma's Maijoor says masking counterparty identities is not allowed: "There should not be exemptions for reporting the identity of counterparties as this will produce holes in the reported data"
Non-financial firms face huge hurdles to comply with Dodd-Frank swap dealer rules, says chief compliance officer for Cargill Risk Management
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.
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Hong Kong, 1st - 31st Dec 2014
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Singapore, 22nd - 23rd Jul 2014
Australia, 12th - 13th Aug 2014
Australia, 14th Aug 2014