Funding costs, both for derivatives trading and for more traditional bank lending, are set by treasury functions, which now must consider regulatory requirements such as the Basel III liquidity coverage...
If non-US firms are refusing to trade with US persons, it means “we have screwed up in the regulation somewhere,” says CFTC commissioner O’Malia. He hopes arrival of European rules will remove motive...
Tensions are building between US state regulators and the Federal Insurance Office, the body established by the Dodd-Frank Act to monitor the insurance industry and represent the US on prudential insurance...
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More Regulation articles
Time is running out for foreign companies to register under the US Fatca anti-tax-evasion law, but they are still frustrated by a lack of clarity on the law’s requirements, in particular the rules governing know-your-customer procedures
With only a few months to go before the compliance deadline, industry observers still report much work to do for fund managers to comply with the latest European directive. OpRisk looks at the obstacles ahead
Thomas Leonardi, head insurance regulator for Connecticut, argues that the Dodd-Frank reforms of insurance supervision may not address the causes of the crisis
Long-awaited clearing rules will arrive in draft form during March, dealers believe – but won’t say what firms are caught or when regime starts
On 36 Dodd-Frank Act rules, the CFTC has issued more than 200 no-action letters or other pieces of guidance, according to Scott O'Malia. One of his former colleagues claims commissioners only saw many of these documents "the night before they were issued"...
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.
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