The last in our series of top 10 op risks for 2014 looks at tighter consumer regulation. An industry plagued by scandal will now face closer regulatory attention on its retail side
More generous long-term guarantees package and long transitional period in deal
This webinar on September 17th looks at the challenges of GRC, key trends, motives for improvement, future investments, and obstacles that banks and other financial institutions face in trying to improve and integrate their risk management strategy
More Regulation articles
Banca d'Italia proposes to allow its banks to ignore some government bond volatility
Profound changes expected to long-term guarantees package
Speaking at Sifma AGM, former US president says OTC market should have been forced into collateralised regime before 2008 crisis
Acer probed 10 cases under Remit in 2012, agency says, in report that sheds light on the development of monitoring regime
Despite an overseas person exemption that allows recognition of CFTC-approved swap execution facilities in the UK, Sefs could face significant delays before they can legally operate in other non-US ...
Mandatory trade reporting for all asset classes will begin on February 12, but the forex industry is still grappling with the challenges of dual reporting
Swiss bank is tying up too much capital in immature business, rivals claim, after new NFA data shows it to be an outlier
Regulatory mindset 'creates no value' for US insurers
US regulatory concerns about liquidity of government securities collateral could be resolved by access to the Fed’s discount window, CCP officials say
MetLife CRO outlines company's proposal for backstop capital standard
Some Sefs are not offering equal terms to all market participants, CFTC chairman tells industry conference
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.