Trading desks at rule's heart - but do banks have dozens of them, or hundreds?
Dodd-Frank rule seen having muted impact on market-making by banks
Barney Frank "not embarrassed" to be cause of increased compliance bill
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
More Regulation articles
Former MEP says UK would have "blindly copied" text of Basel III
Fed official also tackles repo, non-guaranteed affiliates and access to Sefs
EU push for FTT promises more work for bank op risk and compliance teams
Officials should leave non-guaranteed trades alone, says former SEC chair
Auditors can expect more attention in the months to come
Dealers may push for get-out clauses in trades with smaller clients
Issuers pleased as Esma proposes exemption for covered bond hedges
Incomplete reports would be sent back to market participants
US regulator will focus on technology, investor information and settlements
Banks will "revisit their presence" due to liquidity and leverage charges
Supervisors need level 1 intervention to fix Emir and Ucits
Industry calls for more clarity on hedging exemption
Energy contracts dip as firms avoid European regulatory burdens
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.