Redress payments still rising for UK banks over unsuitable rate products
Companies invest in trade surveillance as regulators tighten scrutiny
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
More Regulation articles
Proposed bona fide hedge exemptions are too narrow, firms say
Suncor voices concern over clearing costs for derivatives dealers
Funds urged to build treasury savvy as prime brokers retrench
Packages are now subject to CFTC rules, but involve SEC-regulated legs
Measuring conduct risk and culture is now a priority for banks
Regional KYC requirements adding to global regulatory burden
US will not be in first wave of five approvals for "most advanced" countries
Carney’s words echo work of Émile Zola on the value of social capital
If positions can be ported easily, clearing members should not be on the hook
Missing and conflicting trade identifiers plague Europe's reporting regime
European members of non-EU CCPs face "capital cliff"
Swap dealers playing a guessing game while complying with CFTC rules
Clearers do not need an exemption to solve EU-US rule clash, conference told
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.