Moving to a globally recognised trade reporting standard will provide obstacles for domestic banks
Failures observed in valuation governance, documentation and models
With CFTC facing new Dodd-Frank lawsuit, former staffer defends agency's guidance – but pans staff letter that expanded its scope
This webinar on September 17th looks at the challenges of GRC, key trends, motives for improvement, future investments, and obstacles that banks and other financial institutions face in trying to improve and integrate their risk management strategy
More Regulation articles
Controversial Smith-Wilson technique expected to be confirmed in level 2 implementing measures
Democrats and Republicans finding common ground on issues including swaps push-out, says senator
UK regulator reveals that banks will miss deadline for compensating interest rate hedge mis-selling victims
No guarantee of equivalence being granted to Asian clearing houses
A second no-action relief period that exempted Sefs from issuing confirmations expired on November 29, leaving forex traders unsure whether Sefs can handle the requirement
Failure to define a "significant or direct" threat to the US economy has brought regulatory overreach
Fixed scenarios "could be procyclical"
Two years on from its first draft, the Volcker rule is close to being finalised, but some regulators are still trying to close what they see as loopholes – and dealers see as vital freedoms
Firms expected to reduce exposure to equities and buy protection in response to transitional solvency regime.
Banks say leverage exposure "could be halved" after PRA acts to safeguard business
The news of a regulator-ordered review of RBS's lending shows that the FCA plans to tighten up oversight of treatment of small businesses as well as retail customers
European regulators prepared to reopen Solvency II to comply with future international quantitative standard
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.