Steps on position limits and de minimis threshold seen as "great news"
Information sharing MOU has been "extremely helpful" for energy regulator
Two dealers admit to masking customer identities to avoid a conflict of law
A highly engaging intensive one-week programme designed to meet the demands of the risk professional by bridging the gap between theory and practice in financial risk management. Save your seat now: programme starts March 23rd 2015.
More Regulation articles
Rules are uphill battle for non-financial firms, says compliance chief
Hedging definition and complexity of position limits cause concern
Central bank says credit-to-GDP ratio fails to reflect economic cycle
Complaints-upheld data could mean trouble for major banks
Survey shows compliance growing into more forward-looking role
Lobbyists say UK isolation damaging industry's voice in Europe
Regulator looks for excessive profits and exploitative sales techniques
"It's quite clear there is a US camp and a European camp," capital head tells conference
How to do business in red flag states
Proportion of reports that can be paired up is “very, very low” says DTCC exec
Insurance against cyber risk is a growing market, but doubts remain over its effectiveness
Smaller firms struggling to meet requirements under Solvency II
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.