Latest FCA figures show first stage of mis-selling review almost finished, but payouts rising and may hit £1 billion
Settlement resolves civil claims over residential mortgage-backed securities
More Regulation articles
CFTC makes clear swaps between non-US swap dealers and non-US clients will be caught by Dodd-Frank if they are arranged, negotiated or executed by US personnel
Sefs "have to come into compliance" with Dodd-Frank rules requiring platforms to provide impartial access, says CFTC chairman
Esma responds to EC's 'intended rejection' of one-year postponement
Clients aren’t expected to be subject to a clearing mandate until 2015, according to a Risk.net poll
The US Commodity Futures Trading Commission is gearing up for another big fight over position limits, after its original rule was rejected by a federal court. The agency’s latest proposal, release...
Top of the agenda for the Dubai Mercantile Exchange and its chief executive, Christopher Fix, is assuring the integrity of its crude oil benchmark. He talks to OpRisk about the operational challenge...
More generous long-term guarantees package and long transitional period in deal
Banca d'Italia proposes to allow its banks to ignore some government bond volatility
Profound changes expected to long-term guarantees package
Speaking at Sifma AGM, former US president says OTC market should have been forced into collateralised regime before 2008 crisis
Acer probed 10 cases under Remit in 2012, agency says, in report that sheds light on the development of monitoring regime
Despite an overseas person exemption that allows recognition of CFTC-approved swap execution facilities in the UK, Sefs could face significant delays before they can legally operate in other non-US ...
Mandatory trade reporting for all asset classes will begin on February 12, but the forex industry is still grappling with the challenges of dual reporting
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.