Auditors can expect more attention in the months to come
Dealers may push for get-out clauses in trades with smaller clients
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
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Issuers pleased as Esma proposes exemption for covered bond hedges
Incomplete reports would be sent back to market participants
US regulator will focus on technology, investor information and settlements
Banks will "revisit their presence" due to liquidity and leverage charges
Supervisors need level 1 intervention to fix Emir and Ucits
Industry calls for more clarity on hedging exemption
Energy contracts dip as firms avoid European regulatory burdens
Discussion paper asks 139 questions on new transparency regime
Agency powerless to address 'implicit guarantees' says chairman Mary Jo White
HR input is key to managing culture and conduct risk, OpRisk Asia hears
Clearing members welcome Basel's fifth – and final – version of charge
US regulator will lean on international principles – but to what extent?
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.