Tensions are building between US state regulators and the Federal Insurance Office, the body established by the Dodd-Frank Act to monitor the insurance industry and represent the US on prudential insurance...
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With only a few months to go before the compliance deadline, industry observers still report much work to do for fund managers to comply with the latest European directive. OpRisk looks at the obstacles ahead
Thomas Leonardi, head insurance regulator for Connecticut, argues that the Dodd-Frank reforms of insurance supervision may not address the causes of the crisis
Long-awaited clearing rules will arrive in draft form during March, dealers believe – but won’t say what firms are caught or when regime starts
On 36 Dodd-Frank Act rules, the CFTC has issued more than 200 no-action letters or other pieces of guidance, according to Scott O'Malia. One of his former colleagues claims commissioners only saw many of these documents "the night before they were issued"...
US regulators give green light to grey area structure
Curve trades and swap spreads will have CFTC protection lifted from mid-May if they contain a leg that is subject to Sef requirements, platform operators expect. More complex packages may see relief extended
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.
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