Regulation
Group supervisors to determine whether European or local rules apply to non-European entities
FCMs do not have capacity to sign up all category 2 firms, market participants warn – and swap futures stand to benefit
Firms braced for duplication of compliance work amid signs that framework for regulators to share information is not working, lawyers warn
Banks are increasingly using their IT infrastructure to increase their competitive advantage. Learn how this can work in practice.
More Regulation articles
Proposals on the margining of uncleared over-the-counter derivatives trades have been revised to dampen the potential liquid impact. But dealers warn the rules are still dangerously pro-cyclical and will lead to huge numbers of disputes. By Matt Cameron...
Cross-border resolution could be harder under US-style capital and liquidity plans, says Finma's head of bank supervision
UAE rules have changed to exempt registration for private placement of foreign funds, overturning regulations adopted in 2012 that lengthened the process of offering hedge funds to local investors
Questions on parameterisation remain unanswered by European rule-makers
Swap futures have been pitched as economically equivalent to over-the-counter swaps, but with a much lighter regulatory burden. But some over-the-counter participants claim the rules create an unfair and unjustified arbitrage opportunity. Joe Rennison...
With Dodd-Frank reporting and record-keeping rules set to come into effect on April 10, energy companies worry they won’t be ready in time
Forex spot is expected to be exempt from US clearing and exchange trading rules, but rolling spot could be classified as a CFD and so be included within the scope of Dodd-Frank
This handy guide reviews the various steps banks are taking to improve their risk management techniques, looking at the benefits and pitfalls of each one.
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