Narrower US person definition and substituted compliance proposal win praise from market participants
Commissioner O'Malia says agency has requested data from FCMs – Risk reported last month that some firms had broken rule 1.74
Insurance Risk and BNY Mellon have conducted a survey to look at how insurance companies are preparing for the new regime and the opportunities and challenges that the changes will bring.
More Dodd-frank act articles
Energy firms frustrated and relieved after eleventh-hour change to Dodd-Frank swap reporting deadline
EC "very concerned" about capital and liquidity proposals, says chief executive of the European Banking Federation
FCMs do not have capacity to sign up all category 2 firms, market participants warn – and swap futures stand to benefit
Swap futures have been pitched as economically equivalent to over-the-counter swaps, but with a much lighter regulatory burden. But some over-the-counter participants claim the rules create an unfair and unjustified arbitrage opportunity. Joe Rennison...
With Dodd-Frank reporting and record-keeping rules set to come into effect on April 10, energy companies worry they won’t be ready in time
This paper discusses a number of diverse considerations that risk managers need to incorporate into their thought processes and recurring procedures if they are to fulfill their role more effectively in the future