A large number of offshore funds could be classified as US persons once a CFTC exemption expires in July, subjecting them to Dodd-Frank transaction-level rules
Mid-April next window for vote, but no reason for optimism, says CFTC commissioner
Forthcoming Sef rules will not address margin concerns raised by Bloomberg
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
More Dodd-frank act articles
Futurisation sparks struggle between exchanges and Sefs. Bloomberg fears "irreversible harm"
A difference in margin approach between swaps and futures may mean the latter are not assessed on their level of riskiness
Only registrants to date are MBIA and Cournot Financial Products – firms that have not traded derivatives since 2008
Preparations are "running very smoothly" says CFTC chairman, ahead of first clearing deadline
Overseer of Volcker rule work says five US agencies should produce a single rule – and are not planning to harmonise it with Europe's ring-fencing proposals
Rule 1001 would route trades cleared at CME exclusively into its swap data repository. The Depository Trust & Clearing Corporation claims the rule is a ruse to skirt Commodity Futures Trading Commis...
Swap execution facility rules could be finalised in weeks, but CFTC commissioner gives little away on the detail
The vast majority of respondents feel regulators have not provided them with sufficient information to implement new derivatives rules
Breaking the rules
The CFTC’s to-do list from Sefs to Volcker
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.