Cindy Armine quits after one year
Platforms will need to obtain paper copies of users' contracts in order to confirm non-cleared trades
New CFTC working group will iron out inconsistencies between SDRs and address end-user concerns, commissioner vows
Insurance Risk and BNY Mellon have conducted a survey to look at how insurance companies are preparing for the new regime and the opportunities and challenges that the changes will bring.
More Dodd-frank act articles
A bad-tempered congressional committee hearing sees US regulators quizzed over Volcker rule costs
SGX still the only Asian exchange with US regulatory approval
Differing approaches of swap data repositories haunt energy companies trying to reconcile trades
Banks have been quietly planning to move staff from New York to Toronto and London as a way of protecting clients from a new Dodd-Frank trap – but, with the US Commodity Futures Trading Commission now facing a lawsuit and a leadership change, preparations...
Move by Goldman’s commodities subsidiary could trigger CFTC ruling
Professors tell a US Senate subcommittee the liquidation rules will not help and may create more difficulties
From its treatment of portfolio hedges to correlation tests and inventory limits, the Volcker rule lacks detail on key elements, lawyers say. That is an attempt to give the industry – and supervisors – some flexibility, but it could make compliance...
This paper discusses a number of diverse considerations that risk managers need to incorporate into their thought processes and recurring procedures if they are to fulfill their role more effectively in the future