Compliance
FSA guidance on liquidity swaps imminent following meeting with banks...
Original headline:
Regulator expected to avoid hard rules, but consultation may have been detrimental to market, say bankers
Original headline:
We are witnessing the dawn of a new age in financial services: the omnipresence of the regulator
Published online only
Rule may slip up to two years before full implementation, following criticism
Worried about regulation?
Read in-depth analysis of top regulatory issues today!
Find the information you need in articles from across Risk.net on Basel III, the Dodd-Frank Act, and Solvency II.
More Compliance articles
Deutsche's Sutton: industry must collaborate on Fatca front
Published online only
The industry must come together to prepare for US anti-tax evasion regulations in the same way it has collaborated on the legal entity identifier project, according to Deutsche Bank's Julia Sutton
Fatca costs will fall on European firms, says JP Morgan exec
Published online only
Head of European sales says new legislation produces an "untenable situation" where if clients choose to be non-compliant, firms will have to disengage from them
Risk and compliance hiring in the Middle East is strengthening, say...
Published online only
Regulatory pressure and recognition of the importance of risk and compliance at firms is driving recruitment of executives from around the world into the Middle East
US SEC slams Finra for altering documents
Published online only
Finra must improve after misleading regulator, order says
Energy firms need to gear up for Remit insider-trading rules, lawyers...
Published online only
As early as December, energy trading firms could be subject to a compliance regime for Europe's complex - and confusing - new insider-trading rules
Turner warns of capital requirements dilemma
Published online only
FSA chair Adair Turner insists on the consideration of counter-cyclical macro-prudential policies in the run-up to regulatory structure overhaul
FSB: risk managers should advise on compensation
Published online only
FSB remuneration guidelines suggest all firms should have risk management executives on compensation committee
Forgot your Risk.net password?
Renew your password now!
Make sure you don't miss a day of Risk.net's essential content. Refresh your password today online!
Related conferences
-
Risk South Africa
South Africa, 28th - 2nd Mar 2012
-
OpRisk North America 2012
USA, 20th - 23rd Mar 2012
-
Risk Annual Summit
UK, 20th - 23rd Mar 2012
-
Risk & Return Россия 2012
Russia, 25th Apr 2012
-
Risk and Return Russia
Russia, 25th Apr 2012
Related training
-
Nexus-Risk Training
USA, 26th Oct 2012
-
Marcello Minenna on Derivative Pricing and Model Calibration: Tools and Techniques
UK, 15th - 17th Feb 2012
-
Basel 2.5 to Basel III: Challenges and Objectives for Risk Management
UK, 16th - 17th Feb 2012
-
Basel 2.5 to Basel III: Challenges and Objectives for Risk Management
USA, 23rd - 24th Feb 2012
-
Patrick Hagan on Fixed Income
UK, 23rd - 24th Feb 2012
Updating your subscription status 
Email alerts
Weekly poll
Technology white papers
Related Jobs
