Operations
Corzine outlines MF Global's path from broker to bank
Published online only
Source: Risk magazine
New chief risk officer joins as broker plans move into asset management and retail
Original headline:
Source: Operational Risk & Regulation
No longer impressed by a hedge fund’s charisma and prestige, investors are looking beyond the showy front and want to see that the nuts and bolts of a fund’s operations are up to scratch
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More Operations articles
Prime brokers move to SAS 70 audits
Published online only
Source: Risk magazine
Learning from the default of Lehman Brothers, a growing number of prime brokers are adapting their business model to ensure margin is segregated and secure, with some looking to win third-party validation for the controls they have in place. Which firms...
Prime brokers move towards independent SAS 70 checks
Published online only
Source: Risk magazine
Prime brokers have focused on bolstering asset security for clients after billions of dollars of client assets were caught up in the administration of Lehman Brothers International (Europe) (LBIE).
Hedge funds targeted by SEC large-trader reporting proposal
Published online only
Source: Operational Risk & Regulation
An SEC proposal targets high-frequency trading and fund managers in particular.
Hedge funds using multiple brokers to reduce risk
Published online only
Source: Operational Risk & Regulation
Hedge fund managers are increasing the number of prime brokers with whom they work to reduce counterparty risk, as well as making other operational changes to reduce risk and attract investors, according to a study commissioned by Omgeo and conducted...
Profile: K. Geert Rouwenhorst
Published online only
Source: Energy Risk
K. Geert Rouwenhorst, professor of finance and deputy director of the International Center for Finance at Yale, talks to Pauline McCallion about the game-changing impact of his commodities research and how it spurred his hedge fund launch
Asia Risk interdealer survey 2009
Published online only
Source: Asia Risk
The dealers and brokers that have fared the best during a turbulent period in financial history. Click here for full tables.
Winding down Lehman
Published online only
Source: Risk magazine
In an exclusive interview with Risk, the administrators of Lehman Brothers International (Europe) discuss their role in handling the largest bankruptcy in corporate history, revealing how the process has raised questions about prime brokerage agreements,...
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