Royal Bank of Scotland (RBS) has settled with the OFT for breaking competition rules with Barclays
The G-20 FSB says financial pay structures are still evolving globally but that progress is good
LONDON – A UK High Court judge has found in favour of inter-dealer broker Tullett Prebon after it accused rival BGC Partners of an “unlawful conspiracy” to poach its top employees. The ruling by...
More David Benyon articles
PARIS – French bank BNP Paribas is launching a virtual training academy in an effort to bolster risk awareness within the group. The Risk Academy is formed of three parts. The first focuses on improving the risk culture of the bank and working to...
LONDON – A former director at Cazenove (now JP Morgan Casenove) has been sent to prison for 21 months. Malcolm Calvert retired from the UK investment bank in 2000 but between 2003 and 2005 made £103,883 in insider-trading profits. He bought and sold...
WASHINGTON, DC – The Securities and Exchange Commission (SEC) has charged self-proclaimed psychic Sean Morton with a $6 million securities fraud. The US regulator says Morton – who describes himself as “America’s prophet” – told investors...
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.
Hong Kong, 1st - 31st Dec 2014
UK, 18th Mar 2015
Australia, 12th - 13th Aug 2014
Australia, 14th Aug 2014
USA, 20th - 21st Aug 2014