New legislation means more study and rule-makings needed, creating operational risks for banks
More details emerge on how the new regulatory regime in the UK will be structured
The planned Consumer Financial Protection Bureau could drive US focus on treating customers fairly for retail banking and credit products
In this white paper, Gordon Russell, Global Head of Risk at Broadridge Investment Management Solutions argues that the chances of survival in this new environment will be greater for funds that implement solutions to efficiently and cost-effectively manage data and risk.
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FRANKFURT – As Jérôme Kerviel’s trial gathers pace in Paris, the alleged Société Générale (SG) rogue trader has already been cast in a number of roles by France’s media: bit-part player in...
The Federal Deposit Insurance Corp says its plan to link banks’ compensation arrangements with premiums is “complementary” to supervisory guidance issued jointly by regulators
LONDON – Fund managers in the US have begun to use outsourced shadow accounting to improve operational risk oversight and provide third-party objectivity for investor disclosure. Outsourced shadow accounting...
Final pay guidance from US regulators shows no trace of Federal Deposit Insurance Corporation’s (FDIC) proposal for higher premiums for banks with risky compensation structures
The European Council has mandated Cebs to issue the results of this year's stress-testing exercise of the EU cross-border banking sector
Manual processes in exercising or abandoning listed options positions are being handled by ops teams
SunGard says focusing on resilient technology has left some firms flatfooted for business continuity
Ratings agency breaks down boundaries of counterparty, credit and liquidity risk
SEC civil action could prompt deluge of shareholder actions
Officials at US regulator might have put Stanford case in the 'too-hard' box
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.