Slow-moving investigations mean misdeeds will linger on
HR needs to have closer ties to op risk – both would benefit
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
More Alexander Campbell articles
Operational risk loss data – October 2014
Fund managers need to ensure internal controls are up to the mark
2015 stress test plans released with milder 'adverse' scenario
SEC fines HFT firm $1m for using algorithms to sway Nasdaq closes
Fight against Islamic State extremists puts the spotlight on funding
UK banks paid out £383m in compensation in July for mis-sold PPI
Decision-making failures are being tackled in three very different ways
How intelligent machines will change the financial markets
Criminals targeting one big hit rather than multiple smaller thefts
Operational risk loss data – September 2014
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.