Internal failures will prove as dangerous as external threats for the financial industry in 2014
New UK national standard will serve as a defence against charges of inadequate anti-bribery precautions
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
More Alexander Campbell articles
Attempts to "defend" CDS positions broke the law, CFTC rules
Changing hats – November 2013
Operational risk loss data – September 2013
2010 reform act robbed the US authorities of the powers it used to fight crisis, conference hears
Modest increase in complaints related to payment protection insurance
Operational risk loss data – August 2013
Multivariate analysis is a powerful tool for finding significant relationships between business environment and risk losses
Authors of their own destruction
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.